中美外资并购国家安全审查体系的比较研究

PREAMBLE

INTRODUCTION

CHAPTER 1 THEORIES

1. Theory of Cooperation： Key to Successful CrossBorder M&A

2. Theory of Sovereignty： Authority of the NationalSecurity Review

CHAPTER 2 THE NATIONAL SECURITY REVIEW IN THE U.S.

1. FDI in the U.S.

2. The ExonFlorio Amendment and the Byrd Amendment

3. Dubai Ports World

4. Foreign Investment and National Security Act of 2007

5. Committee of Foreign Investment in the U.S.

6. Presidential Roles in the National Security Review and Investigation Process

7. Congressional Power in the National Security Review and Investigation Process

8. The National Security Review and Investigation Procedure under FINSA

CHAPTER 3 NATIONAL SECURITY RELATED LAWS AND REGULATIONS IN CHINA

1. FDI in China

2. Changing Attitudes towards FDI in China

3. Foreign Investment National Security Regulations

CHAPTER 4 CASES

1. Case One： CNOOCUnocal

2. Case Two： Lenovo — IBM

3. Case Three： CarlyleXugong

4. Case Four： CocaColaHuiyuan

5. Conclusion

CHAPTER 5 COMPARISON AND LEGISLATIVE SUGGESTION

1. Comparison between the CrossBorder M&A National Security Review Systems in the U.S. and China

2. An Assumption on the Committee on Foreign Investment in China

CONCLUSION

ABBREVIATION

作为国际商事活动的一种重要形式，跨国并购已成为中美两国合作的新领域，但是两国企业间的并购并非一帆风顺。导致并购难产的除了文化、商业因素外，还有政策、法律因素。国家安全审查依据国家主权至高性原理、借法律的外衣对商业并购进行政治层面的审查。《中美外资并购国家安全审查体系的比较研究》介绍分析了美国的国家安全审查制度，并与中国相关法律制度进行比较，在理论分析的基础上选取中海油—优尼科案、联想-IBM案、凯雷—徐工案、可口可乐—汇源案等一些重要的并购案进行深入分析。